Finance Specialist

This role is for one of our clients

Industry: Financial Services
Seniority level: Mid-Senior level

Min Experience: 3 years
Location: Bengaluru
JobType: full-time

We are seeking a detail-oriented Finance Associate to support the build-out and scaling of robust accounting, reporting, and control frameworks within a fast-growing, regulated financial environment. This role plays a key part in strengthening in-house finance capabilities, ensuring regulatory compliance, and delivering accurate, timely financial insights for internal and external stakeholders.
You will work closely with trading, operations, and external advisors, gaining hands-on exposure to broker-dealer operations, financial products, and evolving regulatory requirements.

Key Responsibilities
Accounting & Financial Reporting
Manage end-to-end accounting activities including bookkeeping, reconciliations, and financial reporting under US GAAP, IFRS, or Ind AS
Prepare and review periodic financial statements, disclosures, and management reports for regulated financial entities
Ensure accuracy, completeness, and consistency of financial data across legal entities
Support month-end, quarter-end, and year-end close processes, including audit preparation
Regulatory & Compliance Support
Assist in the preparation and submission of regulatory reports in line with applicable frameworks (including NFA or equivalent)
Support capital adequacy, liquidity, and compliance reporting requirements
Maintain documentation, internal controls, and audit trails for regulatory and internal reviews
Controls, Processes & Systems
Design, document, and enhance finance processes, policies, and internal control frameworks
Drive automation and standardization across accounting and reporting workflows
Work hands-on with ERP systems such as NetSuite, Oracle, SAP, or similar platforms
Cross-Functional Collaboration
Partner with Trading, Trade Operations, Treasury, and Settlement teams to understand trade flows and financial impact
Perform daily, weekly, and monthly reconciliations related to trading activity, settlements, and balances
Coordinate with external auditors, consultants, and advisors to support audits and regulatory interactions
Growth & Ownership
Take ownership across accounting, reporting, treasury, and settlement-related activities as the organization scales
Build expertise in broker-dealer accounting, regulatory reporting, and financial products
Continuously improve finance operations to support a dynamic, high-growth environment

What Success Looks Like
Accurate, timely, and audit-ready financial reporting
Scalable, well-documented finance processes and control frameworks
Strong collaboration with trading and operations teams enabling smooth reconciliations and settlements
High internal confidence in financial data used for decision-making
Growing expertise in regulatory, accounting, and operational finance

Required Qualifications
Education & Experience
Graduate degree in Accounting or Finance; CA / CPA preferred
3–8 years of experience in finance or accounting within banking, broker-dealer, financial services, or other regulated environments
Exposure to regulatory reporting; experience with capital and liquidity reporting is a strong advantage
Technical & Functional Skills
Strong working knowledge of US GAAP and IFRS
Hands-on experience with ERP systems (NetSuite, Oracle, SAP, or equivalent)
Understanding of the end-to-end trade lifecycle, including settlements and market operations
Advanced proficiency in MS Excel for financial analysis and reporting
Personal Attributes
High ownership, accountability, and attention to detail
Strong analytical and problem-solving abilities
Ability to manage multiple priorities in a fast-paced environment
Clear written and verbal communication skills
Curiosity and willingness to learn across finance, fintech, and emerging financial technologies

Key Skills
US GAAP & IFRS
Financial & Regulatory Reporting
Broker-Dealer Accounting
Internal Controls & Process Design
ERP Systems (NetSuite / Oracle / SAP)