Compliance Officer, Asia Pacific Trading

Compliance officer, Hong Kong

A Career with point72’s Compliance TEAM

The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What you’ll do

We are looking for a solution-oriented and proactive compliance officer to join our Asia-Pacific team. You will report to the Compliance Lead, APAC, and will work closely with your fellow compliance professionals, investment professionals, and others across the firm.

Specifically, you will:

• Help enforce our compliance monitoring programs including conducting trade monitoring and due diligence reviews

• Handle compliance regulatory reporting for the Asia-Pacific region

• Provide real-time support with respect to trading restrictions, monitoring, and approvals

• Track pertinent regulatory changes, assess impact on business operations, and help amend procedures and communicate changes

• Provide proactive and timely advice on relevant regulatory and firm policy requirements as needed

• Deliver periodic compliance training to employees

• Review and/or draft documentation, applications, regulatory filings/notifications, reports, manuals, policies/procedures, correspondence, and records

• Assist with ad-hoc legal and compliance tasks and projects, including technology enhancements

What’s REQUIRED

• Bachelor’s degree or equivalent

• At least 10+ years compliance experience in a markets compliance role or in a hedge fund environment

• Knowledge of SFC regulations and rules and Asia market regulations

• Strong multitasking, organizational, and written and oral communications skills

• Strong attention to detail and accuracy

• Ability to work independently as well as part of a team

• Proficiency in English and Mandarin

• Proficiency with Bloomberg and Excel

• Commitment to the highest ethical standards

We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:

• Health care benefits

• Generous parental and family leave policies

• Mental and physical wellness programs

• Volunteer opportunities

• Support for employee-led affinity groups representing women, minorities and the LGBT+ community

• Tuition assistance

About point72

Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit www.Point72.com.