Compliance Monitoring & Surveillance - Manager

State Street Job Listing: Market Surveillance – FX Trade Surveillance (India)

Job Title: Officer

Location: Bengaluru, India (Hybrid Work Model)

Department: Financial Crimes Market Surveillance

Time Type: Full Time

Job Description

Who we are looking for

The Expanding Market Surveillance team is seeking an experienced and technically proficient individual with some trading expertise to support increasing business demands. The Global Financial Crimes Compliance Market Surveillance team oversees State Street’s Foreign Exchange (FX), Equity, GlobalLink, Global Treasury, and Securities Lending businesses, focusing on transaction and communication reviews, investigations, and market trend analysis.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As Trade Surveillance Associate you will

• Review and investigate alerts generated by monitoring systems to determine their validity and take appropriate actions
• Design and implement advanced market surveillance rules across various business lines, covering multiple business classes.
• Analyze market trends and patterns across FX, equity, and fixed-income transactions to identify potential risks and anomalies
• Collaborate and conduct thorough investigations in collaboration with other team members and departments to gather information
• Assist in optimizing market surveillance alert parameters
• Prepare and present reports on surveillance findings and recommendations to stakeholders or regulators
• Work closely with Compliance and Legal teams to ensure all regulatory requirements are met
• Monitor and analyze trade data for accuracy and completeness
• Maintain accurate and detailed records of surveillance activities and findings
• Proactively identify potential areas of improvement and suggest solutions to enhance surveillance procedures
• Maintain confidentiality and adhere to all data privacy and security protocols
• Communicate effectively with team members and management to provide updates on surveillance activities and escalate any issues or concerns
• Pro-actively assist with Trade surveillance-based activities and projects

What we value

These skills will help you succeed in this role

• Knowledge of Financial markets and Market Abuse Regulations and scenarios including regulatory compliance
• Strong analytical skills to identify trading patterns, detect market abuse, and conduct complex investigations with the ability to liaise effectively with trading desks and senior stakeholders
• Good working knowledge of Microsoft office suite.
• Good team player and excellent communicator who can work in a diverse and global environment

Education & Preferred Qualifications

• 10+ years of experience in Banking operations with good FX Knowledge.
• Degree in Finance, Economics, Math, or related discipline a plus
• Proficient in any foreign languages is not mandatory but a plus

Additional requirements

• Proficient in analysing large datasets to detect anomalies and generate actionable insights
• Keen interest in learning trading system analytics and market surveillance tools
• Knowledge of Trade Surveillance software a plus

Are you the right candidate? Yes!

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.

We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

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